Form 4 for NXRT NexPoint Residential Trust, Inc.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-04 · accession 0001437749-22-026365 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-08 | 2022-11-04 | NXRT | DONDERO JAMES D | Pres, Dir, 10% | P - Purchase | $44.78 | +28.5K | 350.7K | +9% | +$1.28M |
| I | 2022-11-08 | 2022-11-04 | NXRT | DONDERO JAMES D | Pres, Dir, 10% | S - Sale | $44.78 | -28.5K | 320.1K | -8% | -$1.28M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-04 | P | A | 28,488 | $44.78 | 350,712 | I See Footnote | — | — | (F2) Includes shares acquired under a dividend reinvestment plan. (F1) On November 4, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 28,488 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 183,328 shares are held by Highland Income Fund and 167,348 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-11-04 | S | D | 28,488 | $44.78 | 320,113 | I See Footnote | — | — | (F1) On November 4, 2022, NexPoint Climate Tech Fund (f/k/a/ Highland Small-Cap Equity Fund) sold 28,488 shares to Highland Income Fund (the "Trade"). Following the Trade, 0 shares are held by NexPoint Climate Tech Fund, 183,328 shares are held by Highland Income Fund and 167,348 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. (f/k/a Highland Capital Management Fund Advisers), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |