Form 4 for HFRO HIGHLAND OPPORTUNITIES & INCOME FUND
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-05 · accession 0001437749-22-028585 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-12-06 | 2022-12-05 | HFRO | Froehlich Robert J | Dir | S - Sale | $11.21 | -767 | 1,770 | -30% | -$8,598 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | S | D | 767 | $11.21 | 1,770 | I See Footnote | — | — | (F1) These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |