Form 4 for HGLB HIGHLAND GLOBAL ALLOCATION FUND
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-05 · accession 0001437749-22-028586 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-12-06 | 2022-12-05 | HGLB | Froehlich Robert J | Dir | S - Sale | $9.77 | -1,391 | 2,024 | -41% | -$13.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | S | D | 1,391 | $9.77 | 2,024 | I See Footnote | — | — | (F1) These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |