Form 4 for HRZN Horizon Technology Finance Corp
Accepted 2022-12-12 00:00:00 ET · period of report 2022-12-09 · accession 0001437749-22-028839 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-12 | 2022-12-09 | HRZN | Pomeroy Robert D. Jr. | CEO, COB, Dir | P - Purchase | $13.03 | +4,000 | 172.8K | +2% | +$52.1K | |
| I | 2022-12-12 | 2022-12-09 | HRZN | Pomeroy Robert D. Jr. | CEO, COB, Dir | P - Purchase | $13.03 | +600 | 8,717 | +7% | +$7,818 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | P | A | 4,000 | $13.03 | 172,821 | D As custodian for grandchildren | — | — | (F1) The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. |
| 2 | Common | Common Stock | 2022-12-09 | P | A | 600 | $13.03 | 8,717 | I | — | — | (F2) The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. |