Form 4 for NHTC NATURAL HEALTH TRENDS CORP
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-15 · accession 0001437749-22-029207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-16 | 2022-12-15 | NHTC | Broady Brunde E | Dir | D - Sale to Iss | $3.60 | -1,298 | 0 | -100% | -$4,673 |
| D | 2022-12-16 | 2022-12-15 | NHTC | Broady Brunde E | Dir | M - OptEx | — | +1,298 | 1,298 | New | — |
| D | 2022-12-16 | 2022-12-15 | NHTC | Broady Brunde E | Dir | M - OptEx | — | -1,298 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | D | D | 1,298 | $3.60 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-15 | M | A | 1,298 | — | 1,298 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 3 | Derivative | Phantom Stock | 2022-12-15 | M | D | 1,298 | — | 0 | D | — · 2022-12-15 to 2022-12-15 | 1,298 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. (F4) No derivative securities are beneficially owned following the reported transaction. |