Form 4 for AQMS Aqua Metals, Inc.
Accepted 2022-12-30 00:00:00 ET · period of report 2022-12-28 · accession 0001437749-22-029954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-12-30 | 2022-12-28 | AQMS | Kanen David | Dir | P - Purchase | $0.75 | +34.2K | 351.2K | +11% | +$25.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-28 | P | A | 8,545 | $0.75 | 117,107 | I KANEN WEALTH MANAGEMENT, LLC | — | — | (F1) The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Aqua Metals, Inc., any stockholder of Aqua Metals, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F3) KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. |
| 2 | Common | Common Stock | 2022-12-28 | P | A | 25,635 | $0.75 | 351,218 | I PHILOTIMO FUND, LP | — | — | (F1) The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Aqua Metals, Inc., any stockholder of Aqua Metals, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |