Form 4 for AQMS Aqua Metals, Inc.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001437749-23-000568 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-05 | 2023-01-03 | AQMS | Cotton Stephen | CEO, Dir | F - Tax | $1.15 | -228.7K | 4.93M | -4% | -$263.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | F | D | 228,732 | $1.15 | 4,929,074 | D | — | — | (F2) Includes 2,285,446 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |