Form 4 for DYAI DYADIC INTERNATIONAL INC
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001437749-23-000582 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | DYAI | EMALFARB MARK A | Pres, CEO, Dir, 10% | A - Grant | $1.38 | +138.5K | 4.53M | +3% | +$191.1K |
| D | 2023-01-05 | 2023-01-03 | DYAI | EMALFARB MARK A | Pres, CEO, Dir, 10% | A - Grant | $0.00 | +200.0K | 200.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | A | A | 138,478 | $1.38 | 4,532,493 | D | — | — | (F1) The RSUs were granted pursuant to the Issuer's key employee annual bonus, in lieu of a cash bonus earned for the year ended 2022. The RSUs vested in full upon grant. |
| 2 | Derivative | Stock Option | 2023-01-03 | A | A | 200,000 | $0.00 | 200,000 | D | $1.38 · 2024-01-02 to 2033-01-02 | 200,000 Common Stock | (F2) Annual grant of stock options. (F3) This option vests in four equal installments beginning on the first anniversary of the date of grant. |