Form 4 for NWPX NWPX Infrastructure, Inc.
Accepted 2023-01-18 00:00:00 ET · period of report 2023-01-16 · accession 0001437749-23-001231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-18 | 2023-01-16 | NWPX | Stokes Eric | SVP, GM of Engineered SPP | M - OptEx | — | +2,060 | 12.2K | +20% | — |
| DM | 2023-01-18 | 2023-01-16 | NWPX | Stokes Eric | SVP, GM of Engineered SPP | F - Tax | $35.55 | -918 | 11.9K | -7% | -$32.6K |
| DM | 2023-01-18 | 2023-01-16 | NWPX | Stokes Eric | SVP, GM of Engineered SPP | M - OptEx | — | -2,060 | 2,088 | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-16 | M | A | 755 | — | 12,980 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2023-01-16 | F | D | 337 | $35.55 | 12,643 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 3 | Common | Common Stock | 2023-01-16 | F | D | 258 | $35.55 | 12,225 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 4 | Common | Common Stock | 2023-01-16 | M | A | 580 | — | 12,483 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 5 | Common | Common Stock | 2023-01-16 | F | D | 323 | $35.55 | 11,903 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 6 | Common | Common Stock | 2023-01-16 | M | A | 725 | — | 12,226 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 7 | Derivative | Restricted Stock | 2023-01-16 | M | D | 725 | — | 3,423 | D | — · — to — | 725 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F4) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023. |
| 8 | Derivative | Restricted Stock | 2023-01-16 | M | D | 580 | — | 2,843 | D | — · — to — | 580 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F5) The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024. |
| 9 | Derivative | Restricted Stock | 2023-01-16 | M | D | 755 | — | 2,088 | D | — · — to — | 755 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F6) The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2023, 1/3 on January 15, 2024 and 1/3 on January 15, 2025. |