Form 4 for NHTC NATURAL HEALTH TRENDS CORP
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001437749-23-002926 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-09 | 2023-02-07 | NHTC | CHAN YIU TUNG | Dir | M - OptEx | — | +1,296 | 1,296 | New | — |
| D | 2023-02-09 | 2023-02-07 | NHTC | CHAN YIU TUNG | Dir | D - Sale to Iss | $4.76 | -1,296 | 0 | -100% | -$6,169 |
| D | 2023-02-09 | 2023-02-07 | NHTC | CHAN YIU TUNG | Dir | A - Grant | $0.00 | +10.4K | 10.4K | New | $0 |
| D | 2023-02-09 | 2023-02-07 | NHTC | CHAN YIU TUNG | Dir | M - OptEx | — | -1,296 | 9,074 | -12% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-07 | M | A | 1,296 | — | 1,296 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 2 | Common | Common Stock | 2023-02-07 | D | D | 1,296 | $4.76 | 0 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2023-02-07 | A | A | 10,370 | $0.00 | 10,370 | D | — · — to — | 10,370 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. (F2) The phantom shares vest in eight (8) equal three-month increments, subject to the satisfaction of both a time-based and a performance-based vesting condition. See the Company's Current Report on Form 8-K filed February 9, 2023. |
| 4 | Derivative | Phantom Stock | 2023-02-07 | M | D | 1,296 | — | 9,074 | D | — · 2023-02-07 to 2023-02-07 | 1,296 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |