Form 4 for GNSS Genasys Inc.
Accepted 2023-02-15 00:00:00 ET · period of report 2023-01-06 · accession 0001437749-23-003521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-15 | 2023-02-13 | GNSS | Klahn Dennis D | CFO, Sec | A - Grant | — | +30.0K | 57.7K | +108% | — | |
| M | 2023-02-15 | 2023-01-06+ | GNSS | Klahn Dennis D | CFO, Sec | F - Tax | $3.70 | -4,107 | 30.4K | -12% | -$15.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-13 | A | A | 30,000 | — | 57,696 | D | — | — | (F2) 1/3 of the shares subject to the restricted stock units vest on each of the first three anniversaries of the grant date such that the restricted stock units are fully vested on the third anniversary of the grant date. (F3) On February 13, 2023, the issuer granted to the reporting person 30,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. |
| 2 | Common | Common Stock | 2023-02-12 | F | D | 1,369 | $3.53 | 27,696 | D | — | — | (F1) Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. |
| 3 | Common | Common Stock | 2023-02-10 | F | D | 1,369 | $3.84 | 29,065 | D | — | — | (F1) Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. |
| 4 | Common | Common Stock | 2023-01-06 | F | D | 1,369 | $3.72 | 30,434 | D | — | — | (F1) Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. |