Form 4 for YCBD cbdMD, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001437749-23-004158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | YCBD | Swift Sibyl Nichole | Dir | A - Grant | $0.00 | +5,000 | 15.2K | +49% | $0 |
| D | 2023-02-22 | 2023-02-17 | YCBD | Swift Sibyl Nichole | Dir | A - Grant | — | +30.0K | 30.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | A | A | 5,000 | $0.00 | 15,250 | D | — | — | (F1) Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved in advance by the Issuer's Compensation, Corporate Governance and Nominating Committee, which is comprised of three non-employee directors. The restricted stock units are fully vested. The restricted stock units were issued under the 2021 Equity Compensation Plan as compensation to the Reporting Person for her services on the Issuer's Board of Directors for the Board term beginning February 16, 2023. |
| 2 | Derivative | Stock Options (Right to Buy) | 2023-02-17 | A | A | 30,000 | — | 30,000 | D | $0.28 · 2023-02-17 to 2028-02-17 | 30,000 Common Stock | (F2) The stock options were granted under the 2021 Equity Compensation Plan as compensation to the Reporting Person for his services on the Issuer's Board of Directors for the Board term beginning February 16, 2023. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved in advance by the Issuer's Compensation, Corporate Governance and Nominating Committee, which is comprised of three non-employee directors. The stock options are fully vested. (F3) Not applicable. |