Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001437749-23-004416 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | NREF | Constantino Edward N. | Dir | M - OptEx | — | +3,116 | 26.7K | +13% | — |
| D | 2023-02-23 | 2023-02-21 | NREF | Constantino Edward N. | Dir | M - OptEx | $0.00 | -3,116 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 3,116 | — | 26,737 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 3,116 | $0.00 | 0 | D | — · — to — | 3,116 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On February 21, 2022, the reporting person was granted 3,116 restricted stock units which vested on February 21, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |