Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001437749-23-005401 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-02 | NGVC | Rooney David C. | Dir | M - OptEx | $0.00 | +3,422 | 9,561 | +56% | $0 |
| D | 2023-03-03 | 2023-03-01 | NGVC | Rooney David C. | Dir | A - Grant | $0.00 | +5,535 | 8,957 | +162% | $0 |
| D | 2023-03-03 | 2023-03-02 | NGVC | Rooney David C. | Dir | M - OptEx | — | -3,422 | 5,535 | -38% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 3,422 | $0.00 | 9,561 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,422 restricted stock units on March 2, 2023, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. |
| 2 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 5,535 | $0.00 | 8,957 | D | — · — to — | 5,535 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. (F3) Represents restricted stock units issued to the reporting person for service on the Company's board of directors (the "Board"). The restricted stock units vest on March 1, 2024, subject to continued service on the Board, and will be settled in shares of NGVC common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 3,422 | — | 5,535 | D | — · 2023-03-02 to 2023-03-02 | 3,422 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. |