Form 4 for OVLY Oak Valley Bancorp
Accepted 2023-03-21 00:00:00 ET · period of report 2022-12-31 · accession 0001437749-23-007344 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-21 | 2023-02-28 | OVLY | Dehart Julie | EVP Retail Banking | F - Tax | — | -350 | 12.6K | -3% | — |
| 2023-03-21 | 2022-12-31 | OVLY | Dehart Julie | EVP Retail Banking | I - Discretionary | — | +867 | 11.9K | +8% | — | |
| 2023-03-21 | 2023-02-28 | OVLY | Dehart Julie | EVP Retail Banking | A - Grant | — | +1,086 | 13.0K | +9% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | F | D | 244 | — | 12,722 | D | — | — | (F5) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2023 |
| 2 | Common | Common Stock | 2022-12-31 | I | A | 867 | — | 11,880 | D | — | — | (F2) Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. |
| 3 | Common | Common Stock | 2023-02-28 | F | D | 106 | — | 12,616 | D | — | — | (F6) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2023 |
| 4 | Common | Common Stock | 2023-02-28 | A | A | 1,086 | — | 12,966 | D | — | — | (F4) The restricted stock will vest 20% annually on the following dates: 2/28/2024 2/28/2025 2/28/2026 2/28/2027 2/28/2028 (F3) Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. |