Form 4 for HSTM HEALTHSTREAM INC
Accepted 2023-03-24 00:00:00 ET · period of report 2023-03-22 · accession 0001437749-23-007805 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-24 | 2023-03-23 | HSTM | Cunningham Jeff | CTO | M - OptEx | $0.00 | +6,630 | 20.0K | +49% | $0 |
| D | 2023-03-24 | 2023-03-23 | HSTM | Cunningham Jeff | CTO | F - Tax | $26.25 | -1,607 | 18.4K | -8% | -$42.2K |
| D | 2023-03-24 | 2023-03-22 | HSTM | Cunningham Jeff | CTO | A - Grant | $0.00 | +2,286 | 2,286 | New | $0 |
| DM | 2023-03-24 | 2023-03-23 | HSTM | Cunningham Jeff | CTO | M - OptEx | $0.00 | -6,630 | 1,829 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock Holding | 2023-03-23 | M | A | 6,630 | $0.00 | 20,031 | D | — | — | (F1) Shares acquired on vesting of restricted share units. |
| 2 | Common | Common Stock Holding | 2023-03-23 | F | D | 1,607 | $26.25 | 18,424 | D | — | — | (F2) Shares withheld for payment of tax liability. |
| 3 | Derivative | Restricted Share Units | 2023-03-22 | A | A | 2,286 | $0.00 | 2,286 | D | $0.00 · — to — | 2,286 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F4) The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. (F5) Not applicable. |
| 4 | Derivative | Restricted Share Units | 2023-03-23 | M | D | 1,436 | $0.00 | 0 | D | $0.00 · — to — | 1,436 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F6) The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. (F5) Not applicable. |
| 5 | Derivative | Restricted Share Units | 2023-03-23 | M | D | 1,845 | $0.00 | 10,458 | D | $0.00 · — to — | 1,845 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F10) Vesting of these RSUs is contingent upon continued service at the time of vesting and the achievement of certain performance criteria. The performance criteria will be established on an annual basis by the Compensation Committee of the Board of Directors. Up to 15% vest on March 23, 2023 for the period January 1, 2022 through December 31, 2022; up to 20% vest on March 23, 2024 for the period January 1, 2023 through December 31, 2023; up to 20% vest on March 23, 2025 for the period January 1, 2024 through December 31, 2024; up to 20% vest on March 23, 2026 for the period January 1, 2025 through December 31, 2025; and up to 25% vest on March 23, 2027 for the period January 1, 2026 through December 31, 2026. Vesting is determined based on actual performance. The performance criteria for the period January 1, 2022 through December 31, 2022 was achieved; therefore 15% of the awards vested on March 23, 2023. (F5) Not applicable. |
| 6 | Derivative | Restricted Share Units | 2023-03-23 | M | D | 1,043 | $0.00 | 3,390 | D | $0.00 · — to — | 1,043 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F8) The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. (F5) Not applicable. |
| 7 | Derivative | Restricted Share Units | 2023-03-23 | M | D | 738 | $0.00 | 4,183 | D | $0.00 · — to — | 738 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F9) The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. (F5) Not applicable. |
| 8 | Derivative | Restricted Share Units | 2023-03-23 | M | D | 1,568 | $0.00 | 1,829 | D | $0.00 · — to — | 1,568 Common Stock | (F3) Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. (F7) The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. (F5) Not applicable. |