Form 4 for ORC Orchid Island Capital, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2022-10-05 · accession 0001437749-23-009110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-03 | 2023-04-03 | ORC | Morabito Paula | Dir | L - Small Acq | — | +106 | 1,261 | +9% | — |
| DM | 2023-04-03 | 2022-10-05+ | ORC | Morabito Paula | Dir | A - Grant | $0.00 | +4,033 | 16.6K | +32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-03 | L | A | 106 | — | 1,261 | D | — | — | (F1) This Form 4 has been updated to correct a de minimis error in certain prior Form 4s of the reporting person regarding the number of shares held by the reporting person. (F2) Shares were purchased in the past at various prices. (F3) The number of shares of common stock reflects the Issuer's one-for-five reverse stock split, effective August 30, 2022. |
| 2 | Derivative | Deferred Stock Units | 2022-10-05 | A | A | 2,286 | $0.00 | 14,813 | D | — · — to — | 2,286 Common Stock | (F3) The number of shares of common stock reflects the Issuer's one-for-five reverse stock split, effective August 30, 2022. (F4) Each deferred stock unit represents a right to receive one share of the Issuer's common stock. (F5) The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer. |
| 3 | Derivative | Deferred Stock Units | 2023-04-03 | A | A | 1,747 | $0.00 | 16,560 | D | — · — to — | 1,747 Common Stock | (F4) Each deferred stock unit represents a right to receive one share of the Issuer's common stock. (F5) The deferred stock units are 100% vested but do not become payable until the earlier to occur of a change of control or the reporting person's death, disability, or separation from service as a director of the Issuer. |