Form 4 for HNRG HALLADOR ENERGY CO
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001437749-23-009323 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-03-31 | HNRG | Lovell Heath Aaron | Pres-Hallador Power | F - Tax | $9.19 | -25.6K | 32.3K | -44% | -$235.7K |
| D | 2023-04-04 | 2023-03-31 | HNRG | Lovell Heath Aaron | Pres-Hallador Power | M - OptEx | $9.19 | +58.0K | 58.0K | New | +$532.8K |
| D | 2023-04-04 | 2023-03-31 | HNRG | Lovell Heath Aaron | Pres-Hallador Power | M - OptEx | — | -58.0K | 115.9K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-03-31 | F | D | 25,649 | $9.19 | 32,322 | D | — | — | (F3) Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding. (F2) The closing stock price on the day of vesting. |
| 2 | Common | COMMON STOCK | 2023-03-31 | M | A | 57,971 | $9.19 | 57,971 | D | — | — | (F1) Shares acquired through the vesting of Restricted Stock Units on March 31, 2023. Each restricted stock unit represents one share of Hallador Energy common stock. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan. (F2) The closing stock price on the day of vesting. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-31 | M | D | 57,971 | — | 115,942 | D | — · — to — | — Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of Hallador Energy Common Stock. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan. |