Form 4 for FGBI First Guaranty Bancshares, Inc.
Accepted 2023-04-10 00:00:00 ET · period of report 2022-01-06 · accession 0001437749-23-009844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-04-10 | 2023-01-12+ | FGBI | Smith Edgar R. III | Dir | L - Small Acq | $21.90 | +396 | 770.8K | +0.1% | +$8,672 |
| MI | 2023-04-10 | 2022-01-06+ | FGBI | Smith Edgar R. III | Dir | P - Purchase | $23.09 | +11.1K | 7,443 | New | +$256.5K |
| M | 2023-04-10 | 2022-03-16+ | FGBI | Smith Edgar R. III | Dir | P - Purchase | $23.95 | +6,002 | 443.3K | +1% | +$143.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-12 | L | A | 6 | $23.70 | 7,449 | I | — | — | |
| 2 | Common | Common Stock | 2022-01-06 | P | A | 54 | $20.18 | 766,833 | I By Smith & Hood Investments, LLC | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 3 | Common | Common Stock | 2022-02-28 | P | A | 500 | $21.40 | 767,333 | I By Smith & Hood Investments, LLC | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.34 to $21.42. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding these transactions. (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 4 | Common | Common Stock | 2022-03-15 | P | A | 2,600 | $21.60 | 769,933 | I By Smith & Hood Investments, LLC | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding these transactions. (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 5 | Common | Common Stock | 2022-04-21 | P | A | 10 | $23.17 | 769,943 | I By Smith & Hood Investments, LLC | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 6 | Common | Common Stock | 2022-12-14 | P | A | 500 | $23.94 | 770,443 | I By Smith & Hood Investments, LLC | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 7 | Common | Common Stock | 2023-02-23 | L | A | 390 | $21.87 | 770,833 | I By Smith & Hood Investments, LLC | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Intervening reports did not reflect these transactions. |
| 8 | Common | Common Stock | 2022-03-16 | P | A | 900 | $22.39 | 438,183 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 9 | Common | Common Stock | 2022-04-12 | P | A | 600 | $24.00 | 438,783 | D By: MACSMITH LLC | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding these transactions. (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 10 | Common | Common Stock | 2022-05-04 | P | A | 250 | $25.21 | 439,033 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 11 | Common | Common Stock | 2022-05-16 | P | A | 25 | $28.75 | 439,058 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 12 | Common | Common Stock | 2022-06-16 | P | A | 15 | $25.85 | 439,073 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 13 | Common | Common Stock | 2022-06-17 | P | A | 712 | $25.84 | 439,785 | D By: MACSMITH LLC | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.65 to $25.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding these transactions. (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 14 | Common | Common Stock | 2022-06-24 | P | A | 1,500 | $25.30 | 441,285 | D By: MACSMITH LLC | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding these transactions. (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 15 | Common | Common Stock | 2022-07-15 | P | A | 500 | $23.81 | 441,785 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 16 | Common | Common Stock | 2022-08-30 | P | A | 1,000 | $22.35 | 442,785 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 17 | Common | Common Stock | 2022-10-20 | P | A | 500 | $22.37 | 443,285 | D By: MACSMITH LLC | — | — | (F7) Intervening reports do not reflect these transactions. Includes shares acquired under a dividend reinvestment plan pursuant to Rule 16a-11. (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 18 | Common | Common Stock | 2022-06-30 | P | A | 200 | $24.47 | 200 | I By: MACSMITH LLC | — | — | (F8) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 19 | Common | Common Stock | 2022-07-01 | P | A | 900 | $24.99 | 1,100 | I | — | — | |
| 20 | Common | Common Stock | 2022-07-06 | P | A | 1,000 | $24.90 | 2,100 | I | — | — | |
| 21 | Common | Common Stock | 2022-07-18 | P | A | 1,000 | $24.39 | 3,100 | I | — | — | |
| 22 | Common | Common Stock | 2022-08-26 | P | A | 1,000 | $23.65 | 4,100 | I | — | — | |
| 23 | Common | Common Stock | 2022-08-30 | P | A | 1,100 | $22.75 | 5,200 | I | — | — | |
| 24 | Common | Common Stock | 2022-09-23 | P | A | 1,100 | $21.71 | 6,300 | I | — | — | |
| 25 | Common | Common Stock | 2023-01-06 | P | A | 37 | $23.70 | 6,337 | I | — | — | |
| 26 | Common | Common Stock | 2023-01-10 | P | A | 106 | $23.70 | 6,443 | I | — | — | |
| 27 | Common | Common Stock | 2023-01-11 | P | A | 1,000 | $23.70 | 7,443 | I | — | — |