Form 4 for BFST Business First Bancshares, Inc.
Accepted 2023-04-28 00:00:00 ET · period of report 2022-09-15 · accession 0001437749-23-011615 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-28 | 2022-09-15 | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | M - OptEx | $15.00 | +10.0K | 60.1K | +20% | +$150.0K |
| D | 2023-04-28 | 2022-09-15 | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | F - Tax | $22.36 | -6,709 | 53.4K | -11% | -$150.0K |
| D | 2023-04-28 | 2022-09-15 | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-09-15 | M | A | 10,000 | $15.00 | 60,072 | D | — | — | (F2) Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 10,699 shares. (F3) Later reports do not reflect these transactions. (F1) Includes (a) 3,732 shares of unvested restricted stock granted on 2/1/2021, which will vest on 3/31/2023, and (b) 6,230 shares of unvested restricted stock granted on 2/1/2022, of which 3,114 shares will vest on 3/31/2023, and the remaining 3,116 shares will vest on 3/31/2024. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 2 | Common | COMMON STOCK | 2022-09-15 | F | D | 6,709 | $22.36 | 53,363 | D | — | — | (F2) Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 10,699 shares. (F3) Later reports do not reflect these transactions. (F1) Includes (a) 3,732 shares of unvested restricted stock granted on 2/1/2021, which will vest on 3/31/2023, and (b) 6,230 shares of unvested restricted stock granted on 2/1/2022, of which 3,114 shares will vest on 3/31/2023, and the remaining 3,116 shares will vest on 3/31/2024. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 3 | Derivative | Stock Options (Right to Buy) | 2022-09-15 | M | D | 10,000 | $0.00 | 0 | D | $15.00 · — to 2022-11-29 | 10,000 Common Stock | (F4) Stock Options (Right to Buy) vested in three equal installments beginning on the first anniversary of the grant date, November 29, 2012, and ending November 29, 2015. |