Form 4 for BWEN BROADWIND, INC.
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001437749-23-013665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-10 | 2023-05-08 | BWEN | Mayo Gilbert W. Jr. | Pres, Broadwind Ind. Solution | F - Tax | $4.82 | -807 | 69.5K | -1% | -$3,890 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | F | D | 807 | $4.82 | 69,462 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. (F2) Includes (i) 1,924 restricted stock units that vest on 5/7/24; and (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25. |