Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001437749-23-013720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-10 | 2023-05-08+ | LSCC | RICHARDSON DAVID JEFFREY | Dir | M - OptEx | $5.54 | +26.0K | 33.6K | +344% | +$144.1K |
| D | 2023-05-10 | 2023-05-08 | LSCC | RICHARDSON DAVID JEFFREY | Dir | S - Sale+OE | $84.23 | -22.0K | 29.6K | -43% | -$1.85M |
| DM | 2023-05-10 | 2023-05-08+ | LSCC | RICHARDSON DAVID JEFFREY | Dir | M - OptEx | $0.00 | -26.0K | 21.9K | -54% | $0 |
| D | 2023-05-10 | 2023-05-08 | LSCC | RICHARDSON DAVID JEFFREY | Dir | A - Grant | $0.00 | +2,246 | 6,279 | +56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | M | A | 22,000 | $6.55 | 51,567 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-09 | M | A | 4,033 | $0.00 | 33,600 | D | — | — | (F2) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 3 | Common | Common Stock | 2023-05-08 | S | D | 22,000 | $84.23 | 29,567 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-05-09 | M | D | 4,033 | $0.00 | 2,246 | D | $0.00 · — to — | 4,033 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date. (F5) Not applicable. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-05-08 | A | A | 2,246 | $0.00 | 6,279 | D | $0.00 · — to — | 2,246 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F4) The Restricted Stock Units (RSUs) vest 100% on May 8, 2024. (F5) Not applicable. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-05-08 | M | D | 22,000 | $0.00 | 21,918 | D | $6.55 · 2015-12-04 to 2024-12-04 | 22,000 Common Stock |