Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2023-05-22 00:00:00 ET · period of report 2023-05-18 · accession 0001437749-23-015412 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-22 | 2023-05-18+ | LSCC | Luther Sherri R | SVP, CFO | M - OptEx | $0.00 | +1,998 | 140.9K | +1% | $0 |
| DM | 2023-05-22 | 2023-05-18+ | LSCC | Luther Sherri R | SVP, CFO | F - Tax | $84.08 | -991 | 140.5K | -0.7% | -$83.3K |
| D | 2023-05-22 | 2023-05-18 | LSCC | Luther Sherri R | SVP, CFO | S - Sale+OE | $82.41 | -17.2K | 140.0K | -11% | -$1.42M |
| DM | 2023-05-22 | 2023-05-18+ | LSCC | Luther Sherri R | SVP, CFO | M - OptEx | $0.00 | -1,998 | 41.4K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-18 | M | A | 1,107 | $0.00 | 157,794 | D | — | — | (F1) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2023-05-18 | F | D | 549 | $84.65 | 157,245 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-18 | S | D | 17,224 | $82.41 | 140,021 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $81.68 to $83.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Common Stock | 2023-05-19 | F | D | 442 | $83.37 | 140,470 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-19 | M | A | 891 | $0.00 | 140,912 | D | — | — | (F1) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-05-18 | M | D | 1,107 | $0.00 | 42,267 | D | $0.00 · — to — | 1,107 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F7) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-05-19 | M | D | 891 | $0.00 | 41,376 | D | $0.00 · — to — | 891 Common Stock | (F5) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F6) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F7) Not applicable. |