Form 4 for BWEN BROADWIND, INC.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0001437749-23-016125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-30 | 2023-05-25 | BWEN | Hanna Wayne W. | Pres, Brad Foote Gear Works | A - Grant | $0.00 | +24.4K | 88.7K | +38% | $0 |
| 2023-05-30 | 2023-05-25 | BWEN | Hanna Wayne W. | Pres, Brad Foote Gear Works | F - Tax | $4.11 | -6,823 | 81.9K | -8% | -$28.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | A | A | 7,133 | $0.00 | 71,435 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-25 | A | A | 17,263 | $0.00 | 88,698 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-25 | F | D | 6,823 | $4.11 | 81,875 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 2,008 restricted stock units that vest on 5/7/24; (ii) 8,063 restricted stock units that vest 4,031 shares on 4/25/24 and 4,032 shares on 4/25/25; and (iii) 7,133 restricted stock units that vest 2,377 shares on 5/25/24 and 2,378 shares on 5/25/25 and 5/25/26. |