Form 4 for BWEN BROADWIND, INC.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0001437749-23-016126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-30 | 2023-05-25 | BWEN | Mayo Gilbert W. Jr. | Pres, Broadwind Ind. Solution | A - Grant | $0.00 | +23.6K | 76.6K | +45% | $0 |
| 2023-05-30 | 2023-05-25 | BWEN | Mayo Gilbert W. Jr. | Pres, Broadwind Ind. Solution | F - Tax | $4.11 | -7,002 | 86.1K | -8% | -$28.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | A | A | 16,540 | $0.00 | 93,111 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-25 | F | D | 7,002 | $4.11 | 86,109 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 1,924 restricted stock units that vest on 5/7/24; (ii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25; and (iii) 7,109 restricted stock units that vest 2,369 shares on 5/25/24 and 2,370 shares on each of 5/25/25 and 5/25/26. |
| 3 | Common | Common Stock | 2023-05-25 | A | A | 7,109 | $0.00 | 76,571 | D | — | — |