Form 4 for BWEN BROADWIND, INC.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0001437749-23-016127 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-30 | 2023-05-25 | BWEN | Schueller Daniel E. | Pres, Broadwind Heavy Fab | A - Grant | $0.00 | +39.1K | 146.6K | +36% | $0 |
| 2023-05-30 | 2023-05-25 | BWEN | Schueller Daniel E. | Pres, Broadwind Heavy Fab | F - Tax | $4.11 | -12.2K | 134.4K | -8% | -$50.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | A | A | 11,666 | $0.00 | 119,193 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-25 | F | D | 12,217 | $4.11 | 134,382 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. |
| 3 | Common | Common Stock | 2023-05-25 | A | A | 27,406 | $0.00 | 146,599 | D | — | — |