Form 4 for BWEN BROADWIND, INC.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0001437749-23-016128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-05-30 | 2023-05-25 | BWEN | Blashford Eric B. | Pres, CEO | A - Grant | $0.00 | +115.7K | 375.0K | +45% | $0 |
| 2023-05-30 | 2023-05-25 | BWEN | Blashford Eric B. | Pres, CEO | F - Tax | $4.11 | -37.0K | 418.4K | -8% | -$151.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | A | A | 80,292 | $0.00 | 455,338 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-25 | A | A | 35,423 | $0.00 | 375,046 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-25 | F | D | 36,966 | $4.11 | 418,372 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26. |