Form 4 for HLLY Holley Inc.
Accepted 2023-06-28 00:00:00 ET · period of report 2023-06-15 · accession 0001437749-23-018812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-28 | 2023-06-26 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | P - Purchase | $3.50 | +1,592 | 10.24M | +0.0% | +$5,572 | |
| I | 2023-06-28 | 2023-06-26 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | P - Purchase | $3.50 | +8 | 51.5K | +0.0% | +$28 |
| MI | 2023-06-28 | 2023-06-15+ | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | L - Small Acq | $3.50 | +13 | 51.5K | +0.0% | +$45.50 |
| M | 2023-06-28 | 2023-06-15+ | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | L - Small Acq | $3.50 | +2,486 | 10.24M | +0.0% | +$8,701 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-26 | P | A | 1,592 | $3.50 | 10,243,872 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F3) MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 2 | Common | Common Stock | 2023-06-26 | P | A | 8 | $3.50 | 51,477 | I | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. |
| 3 | Common | Common Stock | 2023-06-16 | L | A | 11 | $3.50 | 51,468 | I By MidOcean Partners V Executive, L.P. | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). (F5) This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F4) MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 4 | Common | Common Stock | 2023-06-22 | L | A | 98 | $3.50 | 10,242,280 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). (F3) MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 5 | Common | Common Stock | 2023-06-22 | L | A | 1 | $3.50 | 51,469 | I | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). |
| 6 | Common | Common Stock | 2023-06-16 | L | A | 2,289 | $3.50 | 10,242,182 | D By MidOcean Partners V Executive, L.P. | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). (F5) This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F3) MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. (F4) MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 7 | Common | Common Stock | 2023-06-15 | L | A | 99 | $3.50 | 10,239,893 | D By MidOcean Partners V Executive, L.P. | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). (F3) MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. (F4) MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 8 | Common | Common Stock | 2023-06-15 | L | A | 1 | $3.50 | 51,457 | I By MidOcean Partners V Executive, L.P. | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023. (F2) Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b). (F4) MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |