Form 4 for AQMS Aqua Metals, Inc.
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-03 · accession 0001437749-23-019527 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-06 | 2023-07-06 | AQMS | Merrill Judd | CFO | D - Sale to Iss | $1.12 | -25.0K | 1.46M | -2% | -$28.0K | |
| 2023-07-06 | 2023-07-03 | AQMS | Merrill Judd | CFO | F - Tax | $1.21 | -87.3K | 1.49M | -6% | -$105.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-06 | D | D | 25,000 | $1.12 | 1,461,507 | D | — | — | (F2) Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
| 2 | Common | Common Stock | 2023-07-03 | F | D | 87,276 | $1.21 | 1,486,507 | D | — | — | (F2) Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |