Form 4 for AQMS Aqua Metals, Inc.
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-03 · accession 0001437749-23-019529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-06 | 2023-07-03 | AQMS | Cotton Stephen | CEO, Dir | F - Tax | $1.21 | -209.1K | 4.64M | -4% | -$253.0K | |
| M | 2023-07-06 | 2023-07-05+ | AQMS | Cotton Stephen | CEO, Dir | D - Sale to Iss | $1.14 | -100.0K | 4.58M | -2% | -$114.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-03 | F | D | 209,102 | $1.21 | 4,637,606 | D | — | — | (F2) Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
| 2 | Common | Common Stock | 2023-07-06 | D | D | 37,633 | $1.11 | 4,537,606 | D | — | — | (F2) Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
| 3 | Common | Common Stock | 2023-07-05 | D | D | 62,367 | $1.16 | 4,575,239 | D | — | — | (F2) Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |