Form 4/A for PLSE PULSE BIOSCIENCES, INC.
Accepted 2023-07-06 00:00:00 ET · period of report 2023-05-25 · accession 0001437749-23-019537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-07-06 | 2023-05-25 | PLSE | Levinson Mitchell E. | Chief Strategy Off | X - OptEx | $2.05 | +10.9K | 68.8K | +19% | +$22.4K |
| DMAI | 2023-07-06 | 2023-05-25 | PLSE | Levinson Mitchell E. | Chief Strategy Off | X - OptEx | $2.05 | +1,243 | 734 | New | +$2,548 |
| DMAI | 2023-07-06 | 2023-05-25 | PLSE | Levinson Mitchell E. | Chief Strategy Off | X - OptEx | $0.00 | -1,243 | 0 | -100% | $0 |
| DA | 2023-07-06 | 2023-05-25 | PLSE | Levinson Mitchell E. | Chief Strategy Off | X - OptEx | $0.00 | -10.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | X | A | 10,935 | $2.05 | 68,766 | D Spouse | — | — | (F1) The number of shares beneficially owned, as reported on the Form 4 filed on June 13, 2023, erroneously included options held by the Reporting Person. |
| 2 | Common | Common Stock | 2023-05-25 | X | A | 143 | $2.05 | 734 | I Immediate family member | — | — | |
| 3 | Common | Common Stock | 2023-05-25 | X | A | 814 | $2.05 | 4,135 | I Immediate family member | — | — | |
| 4 | Common | Common Stock | 2023-05-25 | X | A | 143 | $2.05 | 734 | I Immediate family member | — | — | |
| 5 | Common | Common Stock | 2023-05-25 | X | A | 143 | $2.05 | 734 | I | — | — | |
| 6 | Derivative | Warrant (right to buy) | 2023-05-25 | X | D | 143 | $0.00 | 0 | I Immediate family member | $2.05 · 2022-06-09 to 2027-06-09 | 143 Common Stock | |
| 7 | Derivative | Warrant (right to buy) | 2023-05-25 | X | D | 143 | $0.00 | 0 | I | $2.05 · 2022-06-09 to 2027-06-09 | 143 Common Stock | |
| 8 | Derivative | Warrant (right to buy) | 2023-05-25 | X | D | 10,935 | $0.00 | 0 | D Spouse | $2.05 · 2022-06-09 to 2027-06-09 | 10,935 Common Stock | |
| 9 | Derivative | Warrant (right to buy) | 2023-05-25 | X | D | 814 | $0.00 | 0 | I Immediate family member | $2.05 · 2022-06-09 to 2027-06-09 | 814 Common Stock | |
| 10 | Derivative | Warrant (right to buy) | 2023-05-25 | X | D | 143 | $0.00 | 0 | I Immediate family member | $2.05 · 2022-06-09 to 2027-06-09 | 143 Common Stock |