Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-07-07 00:00:00 ET · period of report 2023-07-05 · accession 0001437749-23-019617 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-07 | 2023-07-05 | UEC | KONG DAVID | Dir | S - Sale+OE | $3.35 | -7,000 | 145.5K | -5% | -$23.4K |
| D | 2023-07-07 | 2023-07-05 | UEC | KONG DAVID | Dir | F - Tax | $3.39 | -18.1K | 152.5K | -11% | -$61.2K |
| D | 2023-07-07 | 2023-07-05 | UEC | KONG DAVID | Dir | M - OptEx | $1.53 | +40.0K | 170.6K | +31% | +$61.2K |
| D | 2023-07-07 | 2023-07-05 | UEC | KONG DAVID | Dir | M - OptEx | — | -40.0K | 190.8K | -17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-05 | S | D | 7,000 | $3.35 | 145,532 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-05 | F | D | 18,054 | $3.39 | 152,532 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares. |
| 3 | Common | Common Stock | 2023-07-05 | M | A | 40,000 | $1.53 | 170,586 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares. |
| 4 | Derivative | Options | 2023-07-05 | M | D | 40,000 | — | 190,776 | D | $1.53 · 2018-10-25 to 2023-07-25 | 40,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |