Form 4 for PLSE PULSE BIOSCIENCES, INC.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-07-05 · accession 0001437749-23-019620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-07 | 2023-07-05+ | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $2.19 | +132.1K | 36.23M | +0.4% | +$289.1K |
| DM | 2023-07-07 | 2023-07-05+ | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $0.00 | -132.1K | 18.3K | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-05 | M | A | 65,000 | $2.14 | 36,162,824 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-07 | M | A | 1,666 | $5.95 | 36,229,957 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-07 | M | A | 65,467 | $2.14 | 36,228,291 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2023-07-05 | M | D | 65,000 | $0.00 | 65,467 | D | $2.14 · — to 2032-05-19 | 65,000 Common Stock | (F2) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 5 | Derivative | Stock Option (right to buy) | 2023-07-07 | M | D | 65,467 | $0.00 | 0 | D | $2.14 · — to 2032-05-19 | 65,467 Common Stock | (F2) All of the shares subject to the option are fully vested and exercisable as of the date hereof. |
| 6 | Derivative | Stock Option (right to buy) | 2023-07-07 | M | D | 1,666 | $0.00 | 18,334 | D | $5.95 · — to 2033-05-25 | 1,666 Common Stock | (F3) Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting. |