Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-07-10 00:00:00 ET · period of report 2023-07-06 · accession 0001437749-23-019656 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-10 | 2023-07-06 | UEC | OBARA PAT | CFO | F - Tax | $3.39 | -59.8K | 719.1K | -8% | -$202.8K |
| D | 2023-07-10 | 2023-07-06 | UEC | OBARA PAT | CFO | M - OptEx | $1.53 | +100.0K | 764.3K | +15% | +$153.0K |
| D | 2023-07-10 | 2023-07-06 | UEC | OBARA PAT | CFO | M - OptEx | — | -100.0K | 325.0K | -24% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-07-06 | F | D | 14,677 | $3.39 | 704,467 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. |
| 2 | Common | COMMON STOCK | 2023-07-06 | F | D | 45,133 | $3.39 | 719,144 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. |
| 3 | Common | COMMON STOCK | 2023-07-06 | M | A | 100,000 | $1.53 | 764,277 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 45,133 shares at a fair market value of $3.39 per share being equal to the exercise price, and 14,677 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 40,190 shares. |
| 4 | Derivative | OPTIONS | 2023-07-06 | M | D | 100,000 | — | 325,000 | D | $1.53 · 2018-10-25 to 2023-07-25 | 100,000 COMMON STOCK | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |