Form 4 for HPK HighPeak Energy, Inc.
Accepted 2023-07-21 00:00:00 ET · period of report 2023-07-19 · accession 0001437749-23-020449 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-07-21 | 2023-07-19 | HPK | OLDHAM LARRY | Dir | P - Purchase | $10.50 | +28.5K | 28.5K | New | +$299.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2023-07-19 | P | A | 28,500 | $10.50 | 28,500 | I See Footnote (2) | — | — | (F1) Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person's personal investment vehicle from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter. (F2) Shares held by Reporting Person's family limited partnership. |