Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-07-25 00:00:00 ET · period of report 2023-07-21 · accession 0001437749-23-020629 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-25 | 2023-07-21 | UEC | Ballesta Moya Gloria L | Dir | F - Tax | $3.21 | -47.7K | 126.7K | -27% | -$153.0K |
| D | 2023-07-25 | 2023-07-21 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | $1.53 | +100.0K | 174.4K | +134% | +$153.0K |
| D | 2023-07-25 | 2023-07-21 | UEC | Ballesta Moya Gloria L | Dir | S - Sale+OE | $3.21 | -50.0K | 76.7K | -39% | -$160.5K |
| D | 2023-07-25 | 2023-07-21 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | — | -100.0K | 194.7K | -34% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-07-21 | F | D | 47,664 | $3.21 | 126,730 | D | — | — | (F1) The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such the Issuer withheld 47,664 shares at a fair market value of $3.21 per share being equal to the exercise price, such that the Reporting Person was issued 52,336 shares. |
| 2 | Common | COMMON STOCK | 2023-07-21 | M | A | 100,000 | $1.53 | 174,394 | D | — | — | (F1) The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such the Issuer withheld 47,664 shares at a fair market value of $3.21 per share being equal to the exercise price, such that the Reporting Person was issued 52,336 shares. |
| 3 | Common | COMMON STOCK | 2023-07-21 | S | D | 50,000 | $3.21 | 76,730 | D | — | — | |
| 4 | Derivative | Options | 2023-07-21 | M | D | 100,000 | — | 194,735 | D | $1.53 · 2018-10-25 to 2023-07-25 | 100,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |