Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001437749-23-021694 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-02 | 2023-07-31 | UEC | MELBYE SCOTT | EVP | F - Tax | $3.19 | -18.3K | 885.0K | -2% | -$58.5K |
| DM | 2023-08-02 | 2023-07-31 | UEC | MELBYE SCOTT | EVP | M - OptEx | — | +63.9K | 898.2K | +8% | — |
| DM | 2023-08-02 | 2023-07-31 | UEC | MELBYE SCOTT | EVP | A - Grant | $0.00 | +159.0K | 244.6K | +186% | $0 |
| DM | 2023-08-02 | 2023-07-31 | UEC | MELBYE SCOTT | EVP | M - OptEx | $0.00 | -63.9K | 84.3K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-07-31 | F | D | 3,793 | $3.32 | 894,373 | D | — | — | (F3) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
| 2 | Common | COMMON STOCK | 2023-07-31 | M | A | 28,333 | — | 877,114 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 3 | Common | COMMON STOCK | 2023-07-31 | F | D | 8,080 | $3.12 | 869,034 | D | — | — | (F3) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
| 4 | Common | COMMON STOCK | 2023-07-31 | M | A | 22,374 | — | 891,408 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 5 | Common | COMMON STOCK | 2023-07-31 | F | D | 6,433 | $3.21 | 884,975 | D | — | — | (F3) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
| 6 | Common | COMMON STOCK | 2023-07-31 | M | A | 13,191 | — | 898,166 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 7 | Derivative | Performance Based Restricted Stock Units | 2023-07-31 | A | A | 71,795 | $0.00 | 206,009 | D | — · — to — | 71,795 Common Stock | (F7) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. (F8) The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. |
| 8 | Derivative | Restricted Stock Units | 2023-07-31 | A | A | 67,692 | $0.00 | 144,121 | D | — · — to — | 67,692 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F6) The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. |
| 9 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 13,191 | $0.00 | 48,757 | D | — · — to — | 13,191 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F4) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 10 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 22,374 | $0.00 | 61,948 | D | — · — to — | 22,374 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F4) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 11 | Derivative | Performance Stock Options | 2023-07-31 | A | A | 19,560 | $0.00 | 244,560 | D | $3.98 · — to — | 19,560 Common Stock | (F9) Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant). |
| 12 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 28,333 | $0.00 | 84,322 | D | — · — to — | 28,333 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F2) This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. |