Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001437749-23-021705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-02 | 2023-07-31 | UEC | KONG DAVID | Dir | F - Tax | $3.32 | -2,303 | 147.8K | -2% | -$7,646 |
| D | 2023-08-02 | 2023-07-31 | UEC | KONG DAVID | Dir | M - OptEx | — | +4,606 | 150.1K | +3% | — |
| DM | 2023-08-02 | 2023-07-31 | UEC | KONG DAVID | Dir | A - Grant | $0.00 | +38.6K | 214.0K | +22% | $0 |
| D | 2023-08-02 | 2023-07-31 | UEC | KONG DAVID | Dir | M - OptEx | $0.00 | -4,606 | 9,213 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-07-31 | F | D | 2,303 | $3.32 | 147,835 | D | — | — | (F3) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
| 2 | Common | COMMON STOCK | 2023-07-31 | M | A | 4,606 | — | 150,138 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-07-31 | A | A | 15,385 | $0.00 | 24,598 | D | — · — to — | 15,385 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F6) The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. |
| 4 | Derivative | Options | 2023-07-31 | A | A | 23,219 | $0.00 | 213,995 | D | $3.32 · — to 2033-07-31 | 23,219 Common Stock | (F5) Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| 5 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 4,606 | $0.00 | 9,213 | D | — · — to — | 4,606 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F2) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |