Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0001437749-23-021709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-02 | 2023-07-31 | UEC | Abraham Spencer | Dir | M - OptEx | — | +37.5K | 642.9K | +6% | — |
| DM | 2023-08-02 | 2023-07-31 | UEC | Abraham Spencer | Dir | A - Grant | $0.00 | +96.5K | 67.4K | New | $0 |
| DM | 2023-08-02 | 2023-07-31 | UEC | Abraham Spencer | Dir | M - OptEx | $0.00 | -37.5K | 49.8K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-07-31 | M | A | 16,666 | — | 622,103 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 2 | Common | COMMON STOCK | 2023-07-31 | M | A | 12,635 | — | 634,738 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 3 | Common | COMMON STOCK | 2023-07-31 | M | A | 8,165 | — | 642,903 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 4 | Derivative | Options | 2023-07-31 | A | A | 58,047 | $0.00 | 127,967 | D | $3.32 · — to 2033-07-31 | 58,047 Common Stock | (F5) Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| 5 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 12,635 | $0.00 | 37,133 | D | — · — to — | 12,635 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F3) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 6 | Derivative | Restricted Stock Units | 2023-07-31 | A | A | 38,462 | $0.00 | 67,430 | D | — · — to — | 38,462 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F6) The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 31st of each year. |
| 7 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 8,165 | $0.00 | 28,968 | D | — · — to — | 8,165 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F3) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 8 | Derivative | Restricted Stock Units | 2023-07-31 | M | D | 16,666 | $0.00 | 49,768 | D | — · — to — | 16,666 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F2) This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. |