Form 4 for ETD ETHAN ALLEN INTERIORS INC
Accepted 2023-08-10 00:00:00 ET · period of report 2023-08-08 · accession 0001437749-23-023064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-10 | 2023-08-08 | ETD | Franks Amy | EVP, Retail Network, Bus Dev | A - Grant | $0.00 | +3,499 | 8,832 | +66% | $0 | |
| M | 2023-08-10 | 2023-08-09+ | ETD | Franks Amy | EVP, Retail Network, Bus Dev | F - Tax | $34.22 | -537 | 8,639 | -6% | -$18.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-08 | A | A | 3,499 | $0.00 | 8,832 | D | — | — | (F1) Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024. |
| 2 | Common | Common Stock | 2023-08-10 | F | D | 344 | $34.05 | 8,295 | D | — | — | (F3) Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2023. |
| 3 | Common | Common Stock | 2023-08-09 | F | D | 193 | $34.51 | 8,639 | D | — | — | (F2) Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023. |