Form 4 for BWEN BROADWIND, INC.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-16 · accession 0001437749-23-024082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-17 | 2023-08-16 | BWEN | Schueller Daniel E. | Pres, Broadwind Heavy Fab | P - Purchase | $3.56 | +3,000 | 137.4K | +2% | +$10.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | P | A | 3,000 | $3.56 | 137,382 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. (F2) Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. |