Form 4 for EXTR EXTREME NETWORKS INC
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001437749-23-024086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-08-17 | 2023-08-15+ | EXTR | Vitalone Joseph A | Chief Revenue Off | F - Tax | $30.31 | -37.4K | 152.9K | -20% | -$1.14M |
| DMI | 2023-08-17 | 2023-08-15+ | EXTR | Vitalone Joseph A | Chief Revenue Off | M - OptEx | $0.00 | +95.2K | 143.4K | +197% | $0 |
| DM | 2023-08-17 | 2023-08-15+ | EXTR | Vitalone Joseph A | Chief Revenue Off | M - OptEx | $0.00 | -95.2K | 0 | -100% | $0 |
| DM | 2023-08-17 | 2023-08-15+ | EXTR | Vitalone Joseph A | Chief Revenue Off | A - Grant | $0.00 | +103.8K | 25.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | F | D | 2,461 | $32.01 | 98,974 | I by Trust | — | — | (F3) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 2 | Common | Common Stock | 2023-08-15 | M | A | 31,931 | $0.00 | 130,905 | I by Trust | — | — | (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 3 | Common | Common Stock | 2023-08-15 | F | D | 12,565 | $32.01 | 118,340 | I by Trust | — | — | (F3) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 4 | Common | Common Stock | 2023-08-16 | F | D | 9,843 | $29.17 | 133,510 | I by Trust | — | — | (F3) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 5 | Common | Common Stock | 2023-08-16 | M | A | 31,962 | $0.00 | 165,472 | I by Trust | — | — | (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 6 | Common | Common Stock | 2023-08-16 | F | D | 12,578 | $29.17 | 152,894 | I by Trust | — | — | (F3) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 7 | Common | Common Stock | 2023-08-15 | M | A | 6,253 | $0.00 | 101,435 | I by Trust | — | — | (F1) An additional 762 shares are included in this total, reflecting non-reportable purchase of 762 shares in connection with the Company's Employee Stock Purchase Plan (ESPP). (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 8 | Common | Common Stock | 2023-08-16 | M | A | 25,013 | $0.00 | 143,353 | I by Trust | — | — | (F2) Shares are held in the Vitalone Living Trust, Joseph and Joanne Vitalone Trustees. |
| 9 | Derivative | Performance Award | 2023-08-16 | M | D | 25,013 | $0.00 | 0 | D | $0.00 · 2022-08-15 to 2024-08-15 | 25,013 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. |
| 10 | Derivative | RSU Award | 2023-08-15 | A | A | 46,860 | $0.00 | 46,860 | D | $0.00 · 2024-08-15 to 2026-08-15 | 46,860 Common Stock | (F4) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |
| 11 | Derivative | RSU Award | 2023-08-15 | M | D | 31,931 | $0.00 | 63,955 | D | $0.00 · 2023-08-15 to 2025-08-15 | 31,931 Common Stock | (F4) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |
| 12 | Derivative | RSU Award | 2023-08-15 | M | D | 6,253 | $0.00 | 25,013 | D | $0.00 · 2022-08-15 to 2024-08-15 | 6,253 Common Stock | (F4) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |
| 13 | Derivative | Performance Award | 2023-08-16 | A | A | 31,962 | $0.00 | 31,962 | D | $0.00 · 2023-08-15 to 2025-08-15 | 31,962 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. (F6) Represents one tranche of a performance award granted on 08/15/2022. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. |
| 14 | Derivative | Performance Award | 2023-08-16 | M | D | 31,962 | $0.00 | 0 | D | $0.00 · 2023-08-15 to 2025-08-15 | 31,962 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. (F6) Represents one tranche of a performance award granted on 08/15/2022. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. |
| 15 | Derivative | Performance Award | 2023-08-16 | A | A | 25,013 | $0.00 | 25,013 | D | $0.00 · 2022-08-15 to 2024-08-15 | 25,013 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2023. |