Form 4 for ATLC Atlanticus Holdings Corp
Accepted 2023-09-07 00:00:00 ET · period of report 2023-09-05 · accession 0001437749-23-025426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-07 | 2023-09-05+ | ATLC | Howard Jeffrey A. | Pres, CEO, Dir | F - Tax | $32.91 | -274.9K | 429.0K | -39% | -$9.05M |
| DM | 2023-09-07 | 2023-09-05+ | ATLC | Howard Jeffrey A. | Pres, CEO, Dir | M - OptEx | $6.00 | +500.0K | 579.0K | +633% | +$3.00M |
| DM | 2023-09-07 | 2023-09-05+ | ATLC | Howard Jeffrey A. | Pres, CEO, Dir | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | F | D | 110,805 | $32.62 | 607,700 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-07 | M | A | 200,000 | $6.00 | 718,505 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-07 | F | D | 27,702 | $32.62 | 518,505 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-05 | F | D | 82,841 | $33.20 | 496,207 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-07 | M | A | 50,000 | $6.00 | 546,207 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-05 | M | A | 100,000 | $6.00 | 482,635 | D | — | — | |
| 7 | Common | Common Stock | 2023-09-05 | M | A | 150,000 | $6.00 | 579,048 | D | — | — | |
| 8 | Common | Common Stock | 2023-09-05 | F | D | 53,587 | $33.20 | 429,048 | D | — | — | |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 50,000 | $0.00 | 0 | D | $6.00 · — to 2023-11-12 | 50,000 Common Stock | (F4) The stock option vested in full on January 31, 2021 upon the satisfaction of the performance criteria. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2023-09-05 | M | D | 150,000 | $0.00 | 50,000 | D | $6.00 · — to 2023-11-12 | 150,000 Common Stock | (F4) The stock option vested in full on January 31, 2021 upon the satisfaction of the performance criteria. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2023-09-07 | M | D | 200,000 | $0.00 | 0 | D | $6.00 · — to 2023-11-12 | 200,000 Common Stock | (F5) The stock option vested in full on January 31, 2022 upon the satisfaction of the performance criteria. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2023-09-05 | M | D | 100,000 | $0.00 | 0 | D | $6.00 · — to 2023-11-12 | 100,000 Common Stock | (F3) The stock option vested in three equal installments on November 12, 2019, November 12, 2020 and November 12, 2021. |