Form 4 for NHTC NATURAL HEALTH TRENDS CORP
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001437749-23-026137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-18 | 2023-09-15 | NHTC | CHAN YIU TUNG | Dir | M - OptEx | — | +1,296 | 1,296 | New | — |
| D | 2023-09-18 | 2023-09-15 | NHTC | CHAN YIU TUNG | Dir | D - Sale to Iss | $5.40 | -1,296 | 0 | -100% | -$6,998 |
| D | 2023-09-18 | 2023-09-15 | NHTC | CHAN YIU TUNG | Dir | M - OptEx | — | -1,296 | 6,482 | -17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | M | A | 1,296 | — | 1,296 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 2 | Common | Common Stock | 2023-09-15 | D | D | 1,296 | $5.40 | 0 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2023-09-15 | M | D | 1,296 | — | 6,482 | D | — · 2023-09-15 to 2023-09-15 | 1,296 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |