Form 4 for OBT Orange County Bancorp, Inc. /DE/
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001437749-23-026191 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-03-15+ | OBT | Heimbach Louis | Dir | L - Small Acq | $41.28 | +177 | 57.3K | +0.3% | +$7,307 |
| DMI | 2023-09-18 | 2023-03-15+ | OBT | Heimbach Louis | Dir | L - Small Acq | $42.03 | +64 | 3,195 | +2% | +$2,690 |
| D | 2023-09-18 | 2023-09-15 | OBT | Heimbach Louis | Dir | A - Grant | — | 0 | 1,304 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | L | A | 58 | $45.10 | 57,340 | D By IRA | — | — | (F1) Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person. (F3) Restricted stock units which vest 100% on August 8, 2024 and are settle in shares of Issuer common stock upon separation from service of the reporting person. |
| 2 | Common | Common Stock | 2023-03-15 | L | A | 45 | $49.98 | 57,208 | D By IRA | — | — | (F1) Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person. (F3) Restricted stock units which vest 100% on August 8, 2024 and are settle in shares of Issuer common stock upon separation from service of the reporting person. |
| 3 | Common | Common Stock | 2023-06-15 | L | A | 74 | $33.00 | 57,282 | D By IRA | — | — | (F1) Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person. (F3) Restricted stock units which vest 100% on August 8, 2024 and are settle in shares of Issuer common stock upon separation from service of the reporting person. |
| 4 | Common | Common Stock | 2023-09-15 | L | A | 17 | $45.00 | 3,212 | I | — | — | |
| 5 | Common | Common Stock | 2023-03-15 | L | A | 22 | $50.00 | 3,170 | I | — | — | |
| 6 | Common | Common Stock | 2023-06-15 | L | A | 25 | $33.00 | 3,195 | I | — | — | |
| 7 | Derivative | Phantom Stock | 2023-09-15 | A | A | — | $47.04 | 1,304 | D | — · — to — | 6 Common Stock | (F2) Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director. |