Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-18 · accession 0001437749-23-026399 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-19 | 2023-09-18 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | A - Grant | $0.00 | +9,400 | 53.5K | +21% | $0 | |
| 2023-09-19 | 2023-09-18 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | F - Tax | $6.79 | -1,937 | 51.5K | -4% | -$13.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-18 | A | A | 9,400 | $0.00 | 53,465 | D | — | — | (F1) Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024. |
| 2 | Common | Common Stock | 2023-09-18 | F | D | 1,937 | $6.79 | 51,528 | D | — | — |