Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-18 · accession 0001437749-23-026401 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-19 | 2023-09-18 | HNNA | NILSEN TERESA M | Pres, COO, Sec, Dir | F - Tax | $6.79 | -5,856 | 141.4K | -4% | -$39.8K | |
| 2023-09-19 | 2023-09-18 | HNNA | NILSEN TERESA M | Pres, COO, Sec, Dir | A - Grant | $0.00 | +19.7K | 147.3K | +15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-18 | F | D | 5,856.50 | $6.79 | 141,405.50 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-18 | A | A | 19,700 | $0.00 | 147,262 | D | — | — | (F1) Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024. |