Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-18 · accession 0001437749-23-026405 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-09-19 | 2023-09-18 | HNNA | OFFENBACH RODGER | Advisory Committee Member | A - Grant | $0.00 | +2,800 | 108.4K | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-18 | A | A | 2,800 | $0.00 | 108,373 | I By Trust | — | — | (F2) Includes 105,573 shares previously reported as directly owned due to an administrative error that are now being reported as indirectly owned. There was no transaction. (F1) Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2024. |