Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-02 · accession 0001437749-23-027592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-03 | 2023-10-02 | CATY | Chan May K. | SVP, GC | F - Tax | $34.26 | -319 | 1,944 | -14% | -$10.9K |
| D | 2023-10-03 | 2023-10-02 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | +921 | 2,263 | +69% | $0 |
| D | 2023-10-03 | 2023-10-02 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | -921 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | F | D | 319 | $34.26 | 1,944.30 | D | — | — | (F1) Includes 36.789 shares acquired through dividend reinvestment year-to-date |
| 2 | Common | Common Stock | 2023-10-02 | M | A | 921 | $0.00 | 2,263.30 | D | — | — | (F1) Includes 36.789 shares acquired through dividend reinvestment year-to-date |
| 3 | Derivative | Restricted Stock Units | 2023-10-02 | M | D | 921 | $0.00 | 0 | D | — · — to — | 0 Common Stock | (F2) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F3) The Reporting Person previously reported the award of 921 shares of restricted stock units on Form 3 filed January 26, 2023. Such restricted stock units vested in full and distributed on October 2, 2023. |