Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2023-10-04 00:00:00 ET · period of report 2023-10-02 · accession 0001437749-23-027692 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-04 | 2023-10-02 | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | +3,520 | 63.7K | +6% | $0 |
| D | 2023-10-04 | 2023-10-02 | NGVC | Dissinger Todd | CFO | F - Tax | $12.91 | -940 | 62.7K | -1% | -$12.1K |
| D | 2023-10-04 | 2023-10-02 | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | -3,520 | 96.5K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | M | A | 3,520 | $0.00 | 63,678 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,520 restricted stock units ("RSUs") on October 2, 2023, the business day immediately following the vesting date of October 1, 2023, where each RSU represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2023-10-02 | F | D | 940 | $12.91 | 62,738 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-10-02 | M | D | 3,520 | $0.00 | 96,536 | D | $0.00 · 2023-10-02 to 2023-10-02 | 3,520 Common Stock | (F4) Includes: (a) 1,600 RSUs vesting on October 1, 2024; (b) 1,920 RSUs vesting on each of October 1, 2024 and 2025; (c) 25,000 RSUs vesting on September 30, 2024; (d) 31,876 RSUs vesting on December 31, 2024; (e) 11,407 RSUs vesting on each of August 15, 2024 and 2025; and (f) 11,406 RSUs vesting on August 15, 2026. (F3) Each RSU represents a contingent right to receive one share of NGVC common stock. |